Penn State
Lewis Katz Building, University Park, PA
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Federal Securities Regulation

Course Abbreviation: 
BUSLW 986
Credits: 
3
Credit Only: N Anon Gr: Y

This course is intended to provide an overview of the federal securities laws. Securities regulation plays a crucial role in many different fields of business law, and every lawyer should have at least a basic knowledge of its general principles. The course focuses on issues such as the offering of securities, civil liabilities connected with the sale and purchase of financial instruments, insider trading, proxy voting and M&As, takeovers, stock exchanges and brokers/dealers regulation. Specific attention is devoted to securities litigation aspects, including class actions.

Prerequisites: 
Corporations (BUSLW 963) recommended
Faculty: 
Julia Y. Lee,